-
service brokerage firms. A broker-dealer is a
broker that
transacts for its own account, in
addition to
facilitating transactions for clients.
Brokerage firms...
-
Prime brokerage is the
generic term for a
bundled package of
services offered by
investment banks,
wealth management firms, and
securities dealers to...
-
Authorized brokerage relationships;
presumption of
transaction brokerage;
required disclosures (1)
Brokerage Relationships: (a)
Authorized brokerage relationships...
- A
buyer brokerage or
buyer agency is the
practice of real
estate brokers and
their agents representing a
buyer in a real
estate transaction rather than...
- A data
broker is an
individual or
company that
specializes in
collecting personal data (such as income, ethnicity,
political beliefs, or
geolocation data)...
- to Stockbrokers.
Boiler room (business)
Floor broker Mutual fund
Prime brokerage Securities market Stock exchange Stock market Stock market data systems...
- A
securities account,
sometimes known as a
brokerage account, is an
account which holds financial ****ets such as
securities on
behalf of an
investor with...
- 2023,[update] it had $8.5 trillion in
client ****ets, 34.8 million
active brokerage accounts, 5.2 million
corporate retirement plan parti****nts, and 1.8 million...
-
markets for
defrauding its customers. Its
former parent company,
Global Brokerage, Inc.
filed for
bankruptcy on
December 11, 2017. The
operating company...
-
commercial banks that
provide market liquidity, risk instruments, and
brokerage for
large public companies and
multinational corporations at a macroeconomic...
